Our client, a London-based firm with a global reach, currently seeks a Central Compliance Officer to ensure our client adheres to and operates within regulatory requirements.
The purpose of the Central Compliance function is to define and maintain the Compliance framework, including: policies, procedures, training, regulatory registrations/licensing and controls to manage regulatory risks and obligations effectively and efficiently and collaborate with relevant stakeholders in the implementation of new regulatory requirements.
Therefore, this opportunity demands an individual with significant compliance experience, including an in-depth knowledge of CASS and transaction reporting and ideally to have had first-hand experience of working with various regulators such as the FCA, CFTC, AMF and SEC. Sound knowledge of the regulatory frameworks for MiFID, EMIR and DFA is also required. A strong stakeholder manager and skilled influencer is sought, as well as someone who can have impact within a high-growth and very pressurised environment.
The position offers a motivated and ‘hands-on’ individual the chance to join an exciting and diverse organisation and be instrumental in helping manage and steer a growing dynamic global business.